by admin | Oct 8, 2019 | Chinese Walls, duties of confidentiality, Engagements, information barriers, investment banking, M. G. Hains, professional practice, swaps
Expert: Michael G. Hains We provided expertise in the context of the claim for the recovery of legal fees and interest in the wake of the fraud perpetrated by junior solicitor Brody Jack Clarke against media mogul Bruce Gordon, a long-time client of Atanaskovic...
by admin | Nov 27, 2018 | academic, best practice, compliance, compliance breaches with respect to market manipulation, court testimony, expert conclaves, independent expert witness, industry expertise, M. G. Hains, M.J. Aitken, S. Ji, surveillance
Experts: M. G. Hains, M.J. Aitken, S. Ji ASIC brought civil penalty proceedings against State One Stockbroking Ltd (State One) in the Federal Court of Australia for failing to comply with two ASIC Market Integrity Rules (ASX Market) 2010 (MIRs), following State...