Australian Securities and Investment Commission v State One Stockbroking Federal Court Australia WAD540/2016

Experts:  M. G. Hains, M.J. Aitken, S. Ji ASIC brought civil penalty proceedings against State One Stockbroking Ltd (State One) in the Federal Court of Australia for failing to comply with two ASIC Market Integrity Rules (ASX Market) 2010 (MIRs), following State...

WM/Reuters Benchmark Rates, 2018

Expert:  M.J. Aitken w/ S. Ji We provided expertise in the design, analysis and alert specifications for the market surveillance of foreign exchange markets. Description: market surveillance for foreign exchange markets: design, analysis and alert...