by cmcrc | May 25, 2020 | academic, best practice, brokering best practice, brokering best practice, court testimony, Engagements, expert conclaves, independent expert witness, industry expertise, M.J. Aitken, market manipulation, S. Ji, V. Mollica
Expert: M.J. Aitken w/ S. Ji, V. Mollica ASIC banned Mr Simon Poidevin, of Sydney, from providing financial services for five years following an ASIC investigation into trading in the shares of DirectMoney Ltd. Mr Poidevin, Managing Director of Corporate Broking at...
by admin | Mar 18, 2020 | Engagements, impact of information, insider trading
Expert: Talis Putnins We provided expertise to the High Court of Malaysia in the context of allegations of insider trading against Mr Sreesanthan. The judgement is pending. Decision >
by admin | Oct 8, 2019 | Chinese Walls, duties of confidentiality, Engagements, information barriers, investment banking, M. G. Hains, professional practice, swaps
Expert: Michael G. Hains We provided expertise in the context of the claim for the recovery of legal fees and interest in the wake of the fraud perpetrated by junior solicitor Brody Jack Clarke against media mogul Bruce Gordon, a long-time client of Atanaskovic...
by cmcrc | Apr 15, 2019 | derivatives, future contracts
Expert: Robert Webb We provided expertise on financial futures’ markets in the context of the dispute between the stock exchanges in India and the SGX. In early 2018, The National Stock Exchange, the Bombay Stock Exchange and the Metropolitan Stock Exchange—the three...
by cmcrc | Nov 27, 2018 | academic, best practice, court testimony, expert conclaves, independent expert witness, index arbitrage, index manipulation, industry expertise, M.J. Aitken, market manipulation, S. Ji, trading
Expert: M.J. Aitken w/ S. Ji ASIC brought proceedings in the Federal Court of Australia against Whitebox Trading Pty Limited and its sole director and principal, Johannes Boshoff, following an investigation into the spike on 18 October 2012 in the prices of securities...
by cmcrc | Nov 27, 2018 | academic, best practice, compliance, compliance breaches with respect to market manipulation, court testimony, expert conclaves, independent expert witness, industry expertise, M. G. Hains, M.J. Aitken, S. Ji, surveillance
Experts: M. G. Hains, M.J. Aitken, S. Ji ASIC brought civil penalty proceedings against State One Stockbroking Ltd (State One) in the Federal Court of Australia for failing to comply with two ASIC Market Integrity Rules (ASX Market) 2010 (MIRs), following State...
