by admin | May 25, 2020 | academic, best practice, brokering best practice, brokering best practice, court testimony, Engagements, expert conclaves, independent expert witness, industry expertise, M.J. Aitken, market manipulation, S. Ji, V. Mollica
Expert: M.J. Aitken w/ S. Ji, V. Mollica ASIC banned Mr Simon Poidevin, of Sydney, from providing financial services for five years following an ASIC investigation into trading in the shares of DirectMoney Ltd. Mr Poidevin, Managing Director of Corporate Broking at...
by admin | Nov 27, 2018 | academic, best practice, court testimony, expert conclaves, independent expert witness, index arbitrage, index manipulation, industry expertise, M.J. Aitken, market manipulation, S. Ji, trading
Expert: M.J. Aitken w/ S. Ji ASIC brought proceedings in the Federal Court of Australia against Whitebox Trading Pty Limited and its sole director and principal, Johannes Boshoff, following an investigation into the spike on 18 October 2012 in the prices of securities...
by admin | Nov 27, 2018 | academic, best practice, compliance, compliance breaches with respect to market manipulation, court testimony, expert conclaves, independent expert witness, industry expertise, M. G. Hains, M.J. Aitken, S. Ji, surveillance
Experts: M. G. Hains, M.J. Aitken, S. Ji ASIC brought civil penalty proceedings against State One Stockbroking Ltd (State One) in the Federal Court of Australia for failing to comply with two ASIC Market Integrity Rules (ASX Market) 2010 (MIRs), following State...
by admin | Nov 27, 2018 | academic, BBSW, court testimony, expert conclaves, independent expert witness, industry expertise, M.J. Aitken, manipulation, manipulation of the BBSW, S. Ji, V. Mollica
Expert: V. M.J Aitken w/ S. Ji, V. Mollica ASIC brought proceedings in the Federal Court against ANZ for unconscionable conduct and market manipulation in relation to the bank’s involvement in setting the bank bill swap reference rate (BBSW). The BBSW is the...
by admin | Nov 27, 2018 | academic, BBSW, court testimony, expert conclaves, independent expert witness, industry expertise, manipulation, manipulation of the BBSW
ASIC brought proceedings in the Federal Court against CBA for unconscionable conduct and market manipulation in relation to the bank’s involvement in setting the bank bill swap reference rate (BBSW). The BBSW is the primary interest rate benchmark used in...
by admin | Nov 27, 2018 | academic, compliance, independent expert witness academic, market manipulation
Expert: Expert: M. J. Aitken w/ S. Ji FMA investigated Milford’s oversight of the trading of Mark Warminger between December 2013 and August 2014 and concluded that Milford, as the portfolio manager’s employer, engaged in market manipulation in breach of...